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Here to help with Regulation and Compliance

Compound Growth


Hot Topic: Client Money

Hot Topic: Client Money

>> See also FCA News on Client Money issues

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Use our search facility below to look for news and views affecting compliance and regulation in the UK Financial Services Industry or search our pages for a particular topic. If you can’t find what you’re looking for, get in touch and let us know.


Client Money Support Services

Compound Growth can assist firms of all sizes to ensure they have the necessary procedures in place to remain compliant with the regulator’s rules pertaining to client money and client assets as set out in the CASS Sourcebook.

If you would like to discuss client money or client assets further, please feel free to contact us or email enquiries@compoundgrowth.co.uk.

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Client Money & Client Assets

Our content in relation to Client Money & Client Assets can be found below with the most recent content at the top.