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Here to help with Regulation and Compliance

Compound Growth

Regulatory Compliance Advice and Support

Compound Growth Limited is here to help its clients establish, maintain and grow their businesses in compliance with an increasingly complex regulatory regime. We help with:

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If you’d like to discuss how we can help your business move forward compliantly, please contact us

Our Specialist Compliance & Regulatory Support Services

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With over 28 years experience, Compound Growth offer specialist expertise and assistance to a variety of financial services firms, and can help you remain compliant with the ever evolving regulatory environment.

What's New

DAC & CRS Reporting

Firms must prepare for first DAC/CRS reporting on or by 31 May 2017

MiFID II Effective Date

03 Jan 2018: Implementation for all investment firms now extended to 2018

PRIIPs KID Regulation

 01 Jan 2018: Neffective date  for Packaged Retail & Insurance-based Investment Products Regulation.

SMCR to be extended

2018: The Senior Managers & Certification Regime is to be extended to all firms.

Fourth Money Laundering Directive

 26 Jun 2017: All EU members must have enacted 4MLD by now.