Telephone 020 3813 2890 for a free no obligation chat about your regulatory requirements with one of our compliance consultants.
Registered in England and Wales as limited company number 07626537 - Registered Office 120 Pall Mall, London, SW1Y 5EA
Here to help with Regulation and Compliance
Regulatory Compliance Advice and Support
Compound Growth Limited is here to help its clients establish, maintain and grow their businesses in compliance with an increasingly complex regulatory regime. We help with:
If you’d like to discuss how we can help your business move forward compliantly, please contact us
Our Specialist Compliance & Regulatory Support Services
With over 28 years experience, Compound Growth offer specialist expertise and assistance to a variety of financial services firms, and can help you remain compliant with the ever evolving regulatory environment.
DAC & CRS Reporting
Firms must prepare for first DAC/CRS reporting on or by 31 May 2017
MiFID II Effective Date
03 Jan 2018: Implementation for all investment firms now extended to 2018
PRIIPs KID Regulation
01 Jan 2018: Neffective date for Packaged Retail & Insurance-based Investment Products Regulation.
SMCR to be extended
2018: The Senior Managers & Certification Regime is to be extended to all firms.
Fourth Money Laundering Directive
26 Jun 2017: All EU members must have enacted 4MLD by now.