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Here to help with Regulation and Compliance

Compound Growth

FCA Application Support: Getting Authorised

Compound Growth helps its clients to apply for FCA authorisation. If your firm is seeking to apply for Part IV Permission with the FCA, then get in touch with our helpful and friendly compliance team to discuss your requirements.

We can help determine the scope of permission you need to apply for, dependent upon the type of business that you want to do, as well as help prepare and review the following:

We will work closely with you to ensure that your application has the best chance of success and will assist in liasing with the FCA during the review process once your application has been assigned an FCA Case Officer.


Getting Authorised: FCA Application Assistance


Getting Authorised:

Financial services business in the UK is heavily regulated.

Firms engaging in the business are subject to a large number of rules and regulations.

Compliance with all applicable rules and regulations requires you to have sufficient knowledge of the rules applicable to the business and to have designed your business accordingly.

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Help with Applying to the FCA

For more information on Getting Authorised or if you are considering applying to the FCA and would like to discuss your FCA Application with us please feel free to contact us or email enquiries@compoundgrowth.co.uk.

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