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SMCR extends to all

09 December 2019: The Senior Managers & Certification Regime will apply to all regulated firms.

Dear CEO: Financial Promotions

 2019: Warning in relation to promoting unregulated business.

Fund Managers & NEDs

30 September 2019: All AFMs must have appointed a minimum of 2 Independent Directors

CFD Permanent Retail Retrictions Imposed

01 Aug 2019: FCA’s Permanent Restrictions to take effect.