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FCA Risk Outlook and Business Plan for 2014/15
On 31st March 2014, The Financial Conduct Authority published its annual Risk Outlook together with its Business Plan for the year ahead.
These are important publications for the regulated community. They give an insight into what the regulator sees as the key issues, and what it intends to do about them.
The Risk Outlook identifies seven forward-looking areas of focus:
Annex 1 to the Business Plan sets out the FCA’s current and planned thematic work and market studies. This is separated into six sectors: