Telephone 020 3813 2890 for a free no obligation chat about your regulatory requirements with one of our compliance consultants.

© Compound Growth Limited 2012 - 2020 | Terms of Use  Privacy Policy

Registered in England and Wales as limited company number 07626537 - Registered Office 120 Pall Mall, London, SW1Y 5EA

We use cookies, if you consent to this use, please continue to browse our site.

Here to help with Regulation and Compliance

Compound Growth

FCA Risk Outlook and Business Plan for 2014/15


On 31st March 2014, The Financial Conduct Authority published its annual Risk Outlook together with its Business Plan for the year ahead.

These are important publications for the regulated community. They give an insight into what the regulator sees as the key issues, and what it intends to do about them.

The Risk Outlook identifies seven forward-looking areas of focus:

Annex 1 to the Business Plan sets out the FCA’s current and planned thematic work and market studies. This is separated into six sectors:

You can find the Risk Outlook and Business Plan on the FCA website.