Telephone 020 3813 2890 for a free no obligation chat about your regulatory requirements with one of our compliance consultants.

© Compound Growth Limited 2012 - 2019 | Terms of Use  Privacy Policy

Registered in England and Wales as limited company number 07626537 - Registered Office 120 Pall Mall, London, SW1Y 5EA

We use cookies, if you consent to this use, please continue to browse our site.

Here to help with Regulation and Compliance

Compound Growth

FCA Connect: Mandatory Reporting from January 2020

FCA Connect: Sign up before January 2020

16th September 2019

Firms need to register for Connect to update their firm details

Many regulated firms will already be familiar with the FCA’s online submission and notification system, Connect.

However, for those firms yet to sign up to using Connect, time is running out as all regulated Firms will need to have registered for the FCA’s online Connect platform by January 2020.

FCA Connect Platform: Mandatory Reporting:

At least once a year, Firms are required to review and confirm the accuracy of the details for the Firm that the regulator holds, the deadline for which is based upon your Firm’s Account Referencing Date (ARD).

From January 2020, it will become mandatory for this return to be completed online via the FCA’s Connect system.

Therefore, Firms will need to ensure they have registered for the FCA’s Connect platform beforehand.

The Connect system is a useful and easy to use system that allows you to submit regulatory applications and notifications, such as those for Approved Persons, Appointed representatives and also MiFID II notifications, and allows the progress of any applications to be tracked.

For any support or assistance in utilising any of the regulatory notification  (FCA Connect) or reporting systems (GABRIEL) our team of friendly and helpful regulatory support specialists can assist. Just drop us a line to discuss any requirements you might have.

News & Views News & Views

Read our latest articles, news and views affecting compliance and regulation in the UK Financial Services Industry.

Compliance Support from Compound Growth Ltd

Please contact our Compliance Support Team for a free no obligation discussion of your regulatory requirements and how our regulatory & compliance consultants can help your business move forward compliantly.

Send Email

Call by Telephone:

(020) 3813 2890