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Here to help with Regulation and Compliance

Compound Growth

Do I need to submit a Nil Return for DISP1 Ann1R?

Help with FCA’s GABRIEL Reporting System

Our firm has extensive regulatory reporting experience, so if your firm would like GABRIEL support or assistance in completing any of your regulatory reports or returns within GABRIEL, we would be happy to help.

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<<Back to GABRIEL FAQs

Q: Do I need to submit a Nil Return for DISP1 Ann1R?

A: If your firm does not have any reportable complaints, a nil return should still be completed and submitted to the regulator.

For more info on DISP1 Ann1R see also:

Should a firm breach this reporting requirement and fail to respond by the deadline, an administration fee of £250, or other action, may be taken against the firm.